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SEC Issues Alert On Outsourcing and Data Security

Liisa Thomas, Sarah Aberg, Kari Rollins, and Katherine Boy Skipsey write: The SEC recently issued a risk alert warning about using vendors and cloud-based platforms. Many broker dealers and investment advisors are turning to these third parties to store customer data. In its alert, the SEC’s Office of Compliance Inspections and Examinations warns firms that […]

https://www.databreaches.net/sec-issues-alert-on-outsourcing-and-data-security/

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